Compliance Intelligence
Continuous oversight of your regulatory obligations. Leverage limits, margin requirements, and configuration integrity — validated every hour across every symbol, every server.
Automated validation of leverage limits and margin requirements against your regulator's specific rules. Not a one-off audit — continuous monitoring that keeps pace with your configuration changes and regulatory updates.
Coverage spans retail and professional tiers, across multiple jurisdictions from a single platform. Each regulator's rules applied individually — not a one-size-fits-all approach.
Every symbol setting change across your infrastructure — detected, classified, and recorded. Margin adjustments, trade mode modifications, volume limit changes, and contract specification updates.
A permanent, independent audit trail that proves what changed, when it changed, and how it compared to the previous state. The evidence a regulator expects you to have.
Automated compliance reporting delivered on your schedule. Leverage breach summaries, configuration change logs, and margin validation reports — formatted for internal review or regulatory submission.
Export verified historical data for any date range, any symbol set, any regulator. The data is always ready — not assembled after the fact.
Multi-jurisdictional coverage. Each regulator's rules applied individually — not a one-size-fits-all approach.
A single misconfigured leverage limit on a trade-enabled symbol is a regulatory breach from the moment a client opens a position. The question isn't whether it will be found — it's whether you find it first, or the auditor does.
Audit-ready reporting at any moment. Not scrambling to pull data when the regulator calls — having it already prepared, timestamped, and severity-classified. Compliance as a non-event.
Move from reactive spot-checking to continuous institutional surveillance. See what your compliance posture looks like right now.
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