Continuous, independent validation of your MT4 and MT5 regulatory posture across ASIC, FCA, ESMA, CySEC, MAS, JFSA, CFTC, DFSA, SCA and SCB. Every mandated rule applied to every group, every symbol, every server, every cycle.
Every rule mandated by your regulator. Every requirement that applies to your client base. Every constraint that defines compliant operation in your jurisdiction.
Platform Regulatory Compliance audits the configuration that controls every trade. Not the trades themselves. The settings that determine whether a trade can happen, at what leverage, under what protection, with what margin. Mismatches between what your policy says and what your servers enforce surface as findings before clients are exposed. Not during an audit. Not after a complaint.
Every group on every server is checked every data collection cycle. No sampling, no spot-checks. If a leverage limit drifts above the regulatory cap at 3am on a Saturday, you know about it before the market opens. The shift is from reactive spot-checking to proactive institutional surveillance, and the difference shows in the audit trail you have when a regulator calls.
Every symbol setting change across your infrastructure, detected, classified and recorded. Margin adjustments, trade mode modifications, volume limit changes and contract specification updates. A permanent, independent audit trail that proves what changed, when it changed, and how it compared to the previous state. The evidence a regulator expects you to have.
Automated compliance reporting delivered on your schedule. Leverage breach summaries, configuration change logs and margin validation reports, formatted for internal review or regulatory submission. Export verified historical data for any date range, any symbol set, any regulator. The data is always ready. Not assembled after the fact.
A single misconfigured leverage limit on a trade-enabled symbol is a regulatory breach from the moment a client opens a position. The question isn't whether it will be found. It's whether you find it first, or the auditor does.
Audit-ready reporting at any moment. Not scrambling to pull data when the regulator calls. Having it already prepared, timestamped and severity-classified. Compliance as a non-event.
Not one-size-fits-all. Each regulator's rules codified and validated against their specific mandate.
Book a 30-minute walk-through and we'll show you how your servers stand against your regulators' specific rules, using your data and your symbols.
Book on CalendlyOr email info@brokerintelligence.io